AML Compliance AVP/VP AML Compliance AVP/VP …

ICBC International Holdings Limited
in Hong Kong
Permanent, Full time
Last application, 16 Sep 21
Negotiable
ICBC International Holdings Limited
in Hong Kong
Permanent, Full time
Last application, 16 Sep 21
Negotiable
Posted by:
Janice Fong • Recruiter
Posted by:
Janice Fong
Recruiter

Job Responsibilities

  • Work with front office to resolve AML/KYC related issues
  • Lead the AML/KYC compliance team in daily operation
  • Lead the team to perform ongoing monitoring of existing client and analyze client’s transaction record Establish KYC/AML policy
  • Provide training to all staff on KYC/ AML topics
  • Perform ad-hoc projects if necessary
  • Risk Control Requirements (with supervisory responsibilities): Attend and take all relevant compliance and risk training; fulfill all compliance responsibilities as required for the job; participate in raising risk awareness in the department; comply with regulatory requirements and internal guidelines; responsible to the reporting and following up on all incidents, and implementing corrective actions related to your department; responsible for ensuring team members are complying with regulatory and contractual requirements and internal guidelines; and responsible for ensuring job description are written, distributed and updated for your team members.

 

Job Requirements

  • Degree in business related discipline
  • Minimum 7 years of experience in KYC/AML
  • Experience in handling AML/KYC review for institutional and retail clients in investment banks, securities firms or private banks
  • Familiar with KYC due diligence check and AML Program
  • Proficiency in written and spoken Mandarin, English and Cantonese
  • Excellent knowledge and interpretation of relevant rules and regulations of the SFC
  • Good interpersonal and communication skills
  • Strong analytical skills

 

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