AD/D, Regulatory Compliance, Retail Banking

  • HK$1-1.5mill
  • Hong Kong
  • Permanent, Full time
  • Pure Hong Kong , EA Licence No: 12S5954
  • 24 May 19

Our client is one of the world's largest retail bank and consumer banking group, with strong infrastructure. They are now looking for a AD/D, Regulatory Compliance to join their HK Compliance Team.

This is an exciting opportunity with global retail / consumer bank, with solid and established compliance culture in placed.  They are looking for AD/D, Regulatory Compliance to come in and lead their General Compliance team, being an important part of the HK Compliance Team, focusing on their retail and wealth management business.

The Company

Our client is a top tier retail bank, with strong presences in Asia, with a long history and established compliance team and culture in HK.  As a part of their growing HK Compliance Team, they are now looking for seasoned, knowledgeable and driven compliance professional to specialize in their retail and wealth management business.  This person will be handling all the regulatory compliance duties.

The Role

As the leader of the General Compliance Team, you will be reporting to the Group Head of Compliance, responsible for providing compliance advice to their retail banking business, investment monitoring & surveillance, new products approval, licensing as well as heavily involved in compliance projects for the APAC region. 

Your Profile

The successful candidate will be a degree holder in Law or Accounting, with a professional qualification is highly preferable. You will have at least 8 years of compliance experience in a retail banking compliance role.  You will possess excellent presentation and communication skills (Ability to read & write Chinese and English is a MUST), and an ability to deal with all levels of an organisation.