Senior Compliance Officer - Investment Banking

  • Competitive base and bonus scheme
  • Frankfurt am Main, Hessen, Germany
  • Permanent, Full time
  • Black Swan Group
  • 20 Apr 19

Boutique Investment Banking business seeks a Senior Compliance professional to join their function based in Frankfurt. The role will involve face off to senior business individuals on a daily basis.

Operating at the senior level you will be responsible for the entire compliance programme across all business lines including;

  • ECM
  • Equity Brokerage
  • Research


Your coverage will include all regulatory compliance activities as well as operating as the deputy MLRO for the German entity.


To be considered for the role you will have demonstrable compliance experience gained within the Institutional Brokerage or Investment Banking environment. You will be well versed in facing off to senior management and the regulators.


Fluency in English and German is essential.


To find out more please get in contact with Aaron Bolton on or +44203 301 8711.