Junior Compliance Officer - Investment Banking

  • Competitive base and bonus scheme
  • Frankfurt am Main, Hessen, Germany
  • Permanent, Full time
  • Black Swan Group
  • 17 Apr 19

Boutique Investment Banking business seeks a Junior Compliance professional to join their function based in Frankfurt. The role will involve supporting the build out of a new best in class compliance function across the firm.

Upon joining the firm you will be responsible for supporting the compliance programme across all business lines including;

  • ECM
  • Equity Brokerage
  • Research

 

Your coverage will include all regulatory compliance activities as well as supporting the MLRO for the German entity.

 

To be considered for the role you will have demonstrable compliance experience gained within the Institutional Brokerage or Investment Banking environment. 

 

Fluency in English and German is essential.

 

To find out more please get in contact with Aaron Bolton on aaron.bolton@blackswangroup.com or +44203 301 8711.