Compliance/Legal, Regulatory Reporting: currently 333 jobs.The latest job was posted on 23 Jan 23.
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Regulatory Reporting
- 120k - 150k
- New York, NY, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 23 Jan 23
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Senior Compliance Consultant – Funds Experience and 1940 Act/NFA/CFTC Knowledge Required
- $200k - $250k
- New York, NY, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 27 Jan 23
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Specialist, Compliance Information Testing
- Competitive
- Lake Mary, FL, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 26 Jan 23
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Specialist, Compliance Information Testing
- Competitive
- Pittsburgh, PA, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 26 Jan 23
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2 x Compliance Consultants – Funds Experience and 1940 Act Knowledge Required
- $120k - $180k
- New York, NY, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 25 Jan 23
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Principle, Compliance Testing - Sanctions
- Competitive
- Lake Mary, FL, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 25 Jan 23
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Principle, Compliance Testing - Sanctions
- Competitive
- Pittsburgh, PA, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 25 Jan 23
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Compliance Associate (Trading firm - New York)
- $100k - $225k
- New York, NY, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 24 Jan 23
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Director, Sustainability Compliance
- Competitive
- Atlanta, GA, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 24 Jan 23
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Compliance Assurance AVP
- Competitive
- New York, NY, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 23 Jan 23
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Regulatory Affairs Analyst
- Competitive
- Minneapolis, MN, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 22 Jan 23
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Compliance Systems Administrator
- Competitive
- Pittsburgh, PA, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 21 Jan 23
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Business Compliance Advisory Officer
- Competitive
- Pittsburgh, PA, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 21 Jan 23
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Business Compliance Advisory Officer
- Competitive
- Lake Mary, FL, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 21 Jan 23
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Sr. Market Surveillance Analyst - NY (Hybrid)
- Competitive
- New York, NY, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 21 Jan 23
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Sr GRC Analyst
- Competitive
- New York, NY, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 20 Jan 23
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Senior AML Investigator
- Competitive
- Newark, NJ, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 20 Jan 23
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Senior Compliance Officer
- Competitive
- Newport Beach, CA, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 19 Jan 23
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Senior GRC Analyst
- Competitive
- Chicago, IL, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 16 Jan 23
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Vice President - Chief Compliance Officer
- Competitive
- Minneapolis, MN, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 14 Jan 23
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Trade Service Operations Officer
- USD100000 - USD200000 per year
- Manhattan, NY, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 10 Jan 23
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Senior Compliance Officer - U.S. Registered Funds Compliance
- Competitive
- Newport Beach, CA, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 10 Jan 23
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Analyst - Portfolio Compliance
- Competitive
- Austin, TX, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 05 Jan 23
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Trading Compliance Associate
- Competitive
- Boston, MA, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 20 Sep 22