Compliance/Legal, Compliance Monitoring: currently 364 jobs.The latest job was posted on 06 Feb 23.
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Compliance Manager - Global Surveillance and Transaction Monitoring (AVP)
- Competitive
- Florham Park, NJ, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 06 Feb 23
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2 x Compliance Consultants – Funds Experience and 1940 Act Knowledge Required
- $80k - $170k
- New York, NY, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 08 Feb 23
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Director, Compliance Consulting – Funds Experience and 1940 Act/NFA/CFTC Knowledge Required
- $170k - $225k
- New York, NY, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 08 Feb 23
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Investment Guidelines Compliance Analyst/Associate
- Competitive
- Wilmington, DE, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 08 Feb 23
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Optimization Analyst AVP – Transaction Monitoring (Global Surveillance)
- Competitive + Excellent Benefits
- Whippany, NJ, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 08 Feb 23
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SECURITIES COMPLIANCE EXAMINER
- $132k - $225k
- Boston, MA, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 07 Feb 23
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Vice President, Asset Management Legal Counsel
- Competitive
- Atlanta, GA, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 07 Feb 23
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AVP/VP Compliance Audit Manager - Banking
- $130k - $180k
- New York, NY, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 06 Feb 23
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Legal Counsel - Asset Management
- $280k - $310k
- New York, NY, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 06 Feb 23
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RISK & CONTROLS MANAGER (HR) – FIN SERVICES AUDIT, COMPLIANCE OR RISK EXPERIENCE REQUIRED
- $100k - $110k
- Virginia Beach, VA, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 06 Feb 23
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Vice President, 1940 Act Registered Fund Compliance
- Competitive
- Atlanta, GA, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 06 Feb 23
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Director, Sustainability Compliance
- Competitive
- Atlanta, GA, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 05 Feb 23
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Investigator I
- Competitive
- Minneapolis, MN, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 03 Feb 23
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Team Lead FCC Investigations
- Competitive
- Tampa, FL, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 03 Feb 23
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Team Lead FCC Investigations
- Competitive
- New York, NY, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 03 Feb 23
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Head of Enterprise Operational Risk, Senior Vice President
- Competitive
- Boston, MA, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 02 Feb 23
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Chief Compliance Officer
- Competitive
- Denver, CO, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 31 Jan 23
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Risk Analyst - Security Compliance
- Competitive
- San Francisco, CA, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 31 Jan 23
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Manager, Investigations Support
- Competitive
- Newark, NJ, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 27 Jan 23
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Associate Director, CFCC Policies & Procedures, Go
- Competitive
- New York, NY, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 27 Jan 23
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Sr. Market Surveillance Analyst - NY (Hybrid)
- Competitive
- New York, NY, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 21 Jan 23
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Technology Risk Management Sr. Analyst
- Competitive
- New York, NY, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 21 Jan 23
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Vice President - Chief Compliance Officer
- Competitive
- Minneapolis, MN, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 14 Jan 23
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Senior Compliance Officer - U.S. Registered Funds Compliance
- Competitive
- Newport Beach, CA, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 10 Jan 23