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Browse Compliance Monitoring Jobs and Careers in Compliance/Legal

Apply now for Compliance Monitoring jobs in Compliance/Legal. 364 positions are currently open at eFinancialCareers.

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  1. Compliance Manager - Global Surveillance and Transaction Monitoring (AVP)

    • Competitive
    • Florham Park, NJ, USA
    • Permanent, Full time
    • Non-disclosed
    • Posted on:  06 Feb 23

  2. 2 x Compliance Consultants – Funds Experience and 1940 Act Knowledge Required

    • $80k - $170k
    • New York, NY, USA
    • Permanent, Full time
    • Non-disclosed
    • Posted on:  08 Feb 23

  3. Director, Compliance Consulting – Funds Experience and 1940 Act/NFA/CFTC Knowledge Required

    • $170k - $225k
    • New York, NY, USA
    • Permanent, Full time
    • Non-disclosed
    • Posted on:  08 Feb 23

  4. Investment Guidelines Compliance Analyst/Associate

    • Competitive
    • Wilmington, DE, USA
    • Permanent, Full time
    • Non-disclosed
    • Posted on:  08 Feb 23

  5. Optimization Analyst AVP – Transaction Monitoring (Global Surveillance)

    • Competitive + Excellent Benefits
    • Whippany, NJ, USA
    • Permanent, Full time
    • Non-disclosed
    • Posted on:  08 Feb 23

  6. SECURITIES COMPLIANCE EXAMINER

    • $132k - $225k
    • Boston, MA, USA
    • Permanent, Full time
    • Non-disclosed
    • Posted on:  07 Feb 23

  7. Vice President, Asset Management Legal Counsel

    • Competitive
    • Atlanta, GA, USA
    • Permanent, Full time
    • Non-disclosed
    • Posted on:  07 Feb 23

  8. AVP/VP Compliance Audit Manager - Banking

    • $130k - $180k
    • New York, NY, USA
    • Permanent, Full time
    • Non-disclosed
    • Posted on:  06 Feb 23

  9. Legal Counsel - Asset Management

    • $280k - $310k
    • New York, NY, USA
    • Permanent, Full time
    • Non-disclosed
    • Posted on:  06 Feb 23

  10. RISK & CONTROLS MANAGER (HR) – FIN SERVICES AUDIT, COMPLIANCE OR RISK EXPERIENCE REQUIRED

    • $100k - $110k
    • Virginia Beach, VA, USA
    • Permanent, Full time
    • Non-disclosed
    • Posted on:  06 Feb 23

  11. Vice President, 1940 Act Registered Fund Compliance

    • Competitive
    • Atlanta, GA, USA
    • Permanent, Full time
    • Non-disclosed
    • Posted on:  06 Feb 23

  12. Director, Sustainability Compliance

    • Competitive
    • Atlanta, GA, USA
    • Permanent, Full time
    • Non-disclosed
    • Posted on:  05 Feb 23

  13. Investigator I

    • Competitive
    • Minneapolis, MN, USA
    • Permanent, Full time
    • Non-disclosed
    • Posted on:  03 Feb 23

  14. Team Lead FCC Investigations

    • Competitive
    • Tampa, FL, USA
    • Permanent, Full time
    • Non-disclosed
    • Posted on:  03 Feb 23

  15. Team Lead FCC Investigations

    • Competitive
    • New York, NY, USA
    • Permanent, Full time
    • Non-disclosed
    • Posted on:  03 Feb 23

  16. Head of Enterprise Operational Risk, Senior Vice President

    • Competitive
    • Boston, MA, USA
    • Permanent, Full time
    • Non-disclosed
    • Posted on:  02 Feb 23

  17. Chief Compliance Officer

    • Competitive
    • Denver, CO, USA
    • Permanent, Full time
    • Non-disclosed
    • Posted on:  31 Jan 23

  18. Risk Analyst - Security Compliance

    • Competitive
    • San Francisco, CA, USA
    • Permanent, Full time
    • Non-disclosed
    • Posted on:  31 Jan 23

  19. Manager, Investigations Support

    • Competitive
    • Newark, NJ, USA
    • Permanent, Full time
    • Non-disclosed
    • Posted on:  27 Jan 23

  20. Associate Director, CFCC Policies & Procedures, Go

    • Competitive
    • New York, NY, USA
    • Permanent, Full time
    • Non-disclosed
    • Posted on:  27 Jan 23

  21. Sr. Market Surveillance Analyst - NY (Hybrid)

    • Competitive
    • New York, NY, USA
    • Permanent, Full time
    • Non-disclosed
    • Posted on:  21 Jan 23

  22. Technology Risk Management Sr. Analyst

    • Competitive
    • New York, NY, USA
    • Permanent, Full time
    • Non-disclosed
    • Posted on:  21 Jan 23

  23. Vice President - Chief Compliance Officer

    • Competitive
    • Minneapolis, MN, USA
    • Permanent, Full time
    • Non-disclosed
    • Posted on:  14 Jan 23

  24. Senior Compliance Officer - U.S. Registered Funds Compliance

    • Competitive
    • Newport Beach, CA, USA
    • Permanent, Full time
    • Non-disclosed
    • Posted on:  10 Jan 23

Compliance/Legal, Compliance Monitoring: currently 364 jobs.The latest job was posted on 06 Feb 23.