Country CDD Analyst Country CDD Analyst …

Standard Chartered Bank
in Shanghai, Shanghai Shi, China
Permanent, Full time
Be the first to apply
Competitive
Standard Chartered Bank
in Shanghai, Shanghai Shi, China
Permanent, Full time
Be the first to apply
Competitive
Standard Chartered Bank
Country CDD Analyst
About Standard Chartered
We are a leading international bank focused on helping people and companies prosper across Asia, Africa and the Middle East.

To us, good performance is about much more than turning a profit. It's about showing how you embody our valued behaviours - do the right thing, better together and never settle - as well as our brand promise, Here for good.

We're committed to promoting equality in the workplace and creating an inclusive and flexible culture - one where everyone can realise their full potential and make a positive contribution to our organisation. This in turn helps us to provide better support to our broad client base.


Job Purpose


The Individual CDD team is a unit within the Middle office for performing due diligence on EDD and MEDD clients before approval
Individuals CDD team is responsible for client contact for existing to bank clients for completion of CDD activities. However, the team can assign or take support from Relationship Managers (RMs) for completion of CDD activities / related requirements for priority clients.

The Role Responsibilities

Unless advised otherwise by the client's RM, who will contact the client and arrange documents on behalf of the Individual CDD Team, The Individual CDD's role is to:

For EDD Clients :
  • Initiate Client contact (for RM managed accounts, RM can perform the client contact on behalf of the Individual CDD team for document collection)
  • Complete CDD related documentation and ensure completeness of CDD information for NTB and ETB clients that is current, valid and complete and check the quality of the CDD information, as required before approval
  • Upload Documents
For MEDD Clients :
  • Initiate Client contact (for RM managed accounts, RM can perform the client contact on behalf of the Individual CDD team for document collection)
  • Complete CDD related documentation and ensure completeness of CDD information for ETB and NTB clients before submission to the SAT team who will check the quality of the CDD information before approval
  • Upload Documents
Business:
  • Retail Banking, China
Processes
  • KYC/CDD Account Opening and Periodic/Trigger Review
People and Talent
  • Lead through example and build the appropriate culture and values. Set appropriate tone and expectations from their team and work in collaboration with risk and control partners.
Risk Management
  • Execution responsibility for identifying, assessing, monitoring, controlling and mitigating financial crime risk, sanctions risk and reputational risks to the Group. Also, an awareness and understanding of the main risks facing the Group and the role the individual plays in managing them
Regulatory & Business conduct
  • Display exemplary conduct and live by the Group's Values and Code of Conduct.
  • Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.
  • Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters.
Key Stakeholders
  • Retail Relationship/Branch Managers
  • Retail Compliance teams (including Specialised Activities Team)
Other Responsibilities
  • Embed Here for good and Group's brand and values in CDD Operations, CEPG, Retail Banking China.
  • Perform other responsibilities assigned under Group, Country, Business or Functional policies and procedures.

Our Ideal Candidate
  • At least 3 years experience and knowledge in Banking industry with AML Experience
  • Must be certified (as prescribed for the role) by completing all relevant SCB e-assessments (once these are rolled out)

Apply now to join the Bank for those with big career ambitions.
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