Compliance VP

  • Negotiable
  • Shanghai, Shanghai Shi, China
  • Permanent, Full time
  • Hays Shanghai
  • 14 Feb 18 2018-02-14

Compliance VP for one Top Asia Bank

Compliance VP for one Top Asia Bank

  • To ensure all AML / Compliance related processes/Systems are in place
  • To ensure that business process & policies are complying with regulator's requirements (CBRC, PBOC & SAFE as applicable)
  • Liaison with the regulators as & when needed to facilitate clarifications and sharing of information as required
  • To ensure regular review of departmental Compliance procedures
  • To initiate and execute studies of Compliance implications arising out of new product initiatives
  • To ensure necessary awareness of compliance procedures in the organization
  • To ensure detailed monitoring and testing of compliance procedures
  • To liaise with other Business group and ensure coordinated responses
  • To ensure regulatory reporting & self-assessments, including suspicious activity reporting, are complied with on timely basis.
  • Communicate with the business and Senior Management on the audit findings and action planning and review the action plan execution within areas audited/inspected to ensure these have been completed.
  • Support / supplement with the latest documents / reports / procedures required for running of the branch.