compliance officer

  • Competitive
  • Beijing, Beijing Shi, China
  • Permanent, Full time
  • UBS AG
  • 20 Feb 18


Job Type
Full Time

Your role
To register new regulation/ notice received, distribute regulation/ notice to responsible functions and follow up the implementation of regulatory requirements
To coordinate regulation reports owned by C&ORC and send out the reports to regulators
To update local regulatory report register and update RPM
To assist general compliance to coordinate the applications for regulatory approval

About us
Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.

We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us?

Your team
General Compliance Team of C&ORC

Your experience and skills
Bachelor's degree or above in related fields;
Good communication skill;
Proficient in both verbal and written English;
At least 2 year experience in banking industry or other financial institutions;
Self-motivated and detail oriented.

What we offer
Together. That’s how we do things. We offer people around the world a supportive, challenging and diverse working environment. We value your passion and commitment, and reward your performance.

Keen to achieve the work-life agility that you desire? We're open to discussing how this could work for you (and us).

Take the next step
Are you truly collaborative? Succeeding at UBS means respecting, understanding and trusting colleagues and clients. Challenging others and being challenged in return. Being passionate about what you do. Driving yourself forward, always wanting to do things the right way. Does that sound like you? Then you have the right stuff to join us. Apply now.