FINANCIAL MARKET OPERATION Compliance, Regulatory, Anti-money Laundering, Key Risk Indicator,
FINANCIAL MARKET OPERATION
RESPONSIBILITIES:
- Handle client queries to ensure meeting client expectation
- Ensure that processing / documentation is delivered in accordance with a strong emphasis on control, efficiency, capacity, best practice, process alignment and regulatory requirements
- Review and challenge daily KRIs under respective remit to ensure
- Escalation any abnormal deviations or trend observed to department head immediately
- Any ad-hoc project assignments as directed by management. Monitor the overall implementation of products
- Ensure that all control reconciliation activities are conducted in a timely and accurate manner
- Escalate risk issues for immediate resolution and closure.
- Comply with applicable Money Laundering Prevention Procedures and, in particular, report any suspicious activity to the Unit Money Laundering Prevention Officer and Line Manager
- Be an expert on China regulatory / business environment and provide swift assessment on the correct way forward for China to integrate into global / regional operations strategy
REQUIREMENTS:
- Degree educated along with 8+ years’ experience in Financial Market Operations roles in China
- Strong analytical skills and project management skills
- Good knowledge of Financial Market Operations delivery strategy and objectives, with its related support
- operations
- Strong Leadership quality to manage and lead the team
- Excellent communication skills in written and spoken English and Chinese
- Ability to drive and motivate and coach team members to enhance their overall ability
- Energetic and able to withstand heavy workload and frequent travel
- Independent and self-motivated
