Compliance Officer Compliance Officer …

Hays Banking
in Sydney, New South Wales, Australia
Permanent, Full time
Be the first to apply
Hays Banking
in Sydney, New South Wales, Australia
Permanent, Full time
Be the first to apply
Hays Banking
Compliance Officer
Your new company
This company are a leading global bank based in Sydney CBD and have a large corporate and institutional client base.

Your new role
As Compliance Officer, you will be responsible to help manage and influence the Sydney Branch on its compliance obligations including:

  • Regulatory Compliance in relation to APRA and ASIC regulations
  • Compliance advice to the Australian business
  • Maintaining and monitoring the bank's compliance framework and assisting to improve where necessary
  • Conducting independent compliance reviews
  • Ensuring that the operations of the branch complies with laws and other regulatory provisions
  • Ensuring the bank's policies and procedures are effective and up-to-date with the regulators latest requirements
  • Liaison with the CRO in the occurrence of potential compliance violations and breaches documentation and reporting
  • Providing compliance training to the bank's employees, as well as drafting and modifying training materials and updating training register
  • Provide input into the Compliance Committee

What you'll need to succeed
  • A tertiary qualification in Commerce, Law, or Finance
  • Some Financial Services Compliance experience gained in the Australian market, ideally around APRA regulations
  • Excellent attention to detail
  • Ability to communicate with a wide array of stakeholders
  • Mandarin language skills preferred but not mandatory

What you'll get in return
An excellent permanent opportunity to work for a global bank in a general compliance role which is operational and advisory focussed, within a in a small team.

What you need to do now
Please click 'apply now' or contact Philip Lewis on 02 8226 9752 or email your CV to

LHS 297508
Company Overview

About Hays
Hays is the leading global specialist recruiting group. We are the experts at recruiting qualified, professional and skilled people worldwide, being the market leader in Asia Pacific and the UK and one of the market leaders in Continental Europe and Latin America. We operate across the private and public sectors, dealing in permanent positions, contract roles and temporary assignments.

Hays believes the right job can transform a person's life and the right person can transform a business. They are passionate about connecting candidates with the right job for them.

Hays operates in over 40 locations throughout Australia and New Zealand. They find permanent jobs for over 15,000 people a year and temporary and contract assignments for over 25,000 people a year and at any one time employ over 20,000 temporaries and contractors.

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