Compliance Manager - Incidents & Breaches Compliance Manager - Incidents & Breaches …

Hays Banking
in Sydney, New South Wales, Australia
Permanent, Full time
Last application, 28 Jul 21
Hays Banking
in Sydney, New South Wales, Australia
Permanent, Full time
Last application, 28 Jul 21
Hays Banking
See job description for details
2IC to the Senior Compliance Manager with career growth potential, apply compliance to incidents and breaches
Your new company
As a well-respected and market leading global bank they offer exceptional employee benefits and a high performing, dynamic workplace with an innovative and client focussed culture.

Your new role
A line 2 role, you will work alongside Compliance Advisory and Frameworks team and look at Compliance breaches and incidents and whether they need to be reported. This is a growth role in the team due to the upcoming regulatory change in October 2021.
  • Assessing compliance incidents in retail banking to identify breaches of law, regulations, industry codes, rules, standards and guidance issued and/or enforced by a Regulator
  • Working around ASIC breaches and whether they need to be reported to the regulator
  • Assist Senior Compliance Manager in board reporting, control testing and audit preparations
  • Develop an understanding of the businesses we support and how laws and regulations may apply such as Banking Code of Practice
  • Monitor and ensure compliance with relevant time-frames assessing various breaches with varying levels of complexities
What you'll need to succeed
  • Tertiary qualification in finance, business, law or a relevant discipline is desirable
  • Understanding of compliance frameworks, financial services law, obligations and familiarity with policy requirements from ASIC, BCCC and AFCA
  • Excellent written and verbal communication skills, in providing concise and clear advice
  • Someone with logical mindset and can think outside the square
  • Able to sift through the noise to pick out the core laws and legislation that applies
What you'll get in return
A 2LOD role in a small team, having the ability to work across a wide array of incidents and breaches that occur and consult the regulations. Hybrid/flexible working on offer with two days in the office as well as other staff benefits from being a permanent employee of the bank.

What you need to do now
Please apply now, or email your CV to or call on 02 8226 9752

LHS 297508 #2513284
Company Overview

About Hays
Hays is the leading global specialist recruiting group. We are the experts at recruiting qualified, professional and skilled people worldwide, being the market leader in Asia Pacific and the UK and one of the market leaders in Continental Europe and Latin America. We operate across the private and public sectors, dealing in permanent positions, contract roles and temporary assignments.

Hays believes the right job can transform a person's life and the right person can transform a business. They are passionate about connecting candidates with the right job for them.

Hays operates in over 40 locations throughout Australia and New Zealand. They find permanent jobs for over 15,000 people a year and temporary and contract assignments for over 25,000 people a year and at any one time employ over 20,000 temporaries and contractors.

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