• Competitive
  • Sydney, New South Wales, Australia
  • Contract, Full time
  • Aston Carter AUS
  • 2019-03-22

Advice Review Manager

  • Full time
  • Sydney, New South Wales, Australia
  • 22 Mar 19

Advice Review Manager

Aston Carter have partnered with a leading Consulting Firm in the implementation of an Advice Review program that is looking for strong customer focused individuals. This organisation is determined to bring in high quality professionals to drive the program forward, and will offer strong skill development opportunities to those that join the business. For those in Audit, Compliance or Technical Advice roles (Paraplanning etc.), this is a fantastic opportunity to expand your knowledge in the Wealth Management space, and grow in roles that can offer terrific career pathways. For those in the Review / Remediation field who are looking for large program exposure, apply now. Multiple positions exist.

The purpose of this role is to review customer advice provided by the clients advisors; to assess its quality and determine appropriate course of action from a remediation standpoint. Additionally this candidate will be required to identify and provide remediation insights and recommended improvements back into the overall Advice process.

Responsibilities include, but are not limited to:​
- Review Advice given to the client & determine appropriate solution.
- Manage engagement with Advisors and Customers during this process.
- Proactively contribute to Process Improvement & driving performance
- Review the work of your peers

Capabilities & Experience

- Experience in Financial Advice/Wealth Management/Remediation or Compliance / Audit based roles
- Understanding the duties of a Financial Advisor
- Excellent verbal and written communication skills
- Ability to influence and understand Licensee/Advisor relationships
- Resilient, proactive working style, ability to make decisions & work autonomously, ability to make the complex simple and solve problems will be essential to this role
- RG146 essential

If you are interested in learning more, contact Lachlan Callaghan on 9087 6245 or email Lachlan.callaghan@astoncarter.com