Browse Senior Compliance Officer Jobs in Asset Management

Apply now for Senior Compliance Officer jobs in Asset Management. 1,959 positions are currently open at eFinancialCareers.

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  1. ECM Compliance Officer

    • Competitive
    • New York, NY, USA
    • Permanent, Full time
    • Jefferies
    • Updated on:  21 Jan 19

  2. Chief Compliance Officer

    • DOE
    • Los Angeles, CA, USA
    • Permanent, Full time
    • Kayne Anderson Rudnick Investment Mgt
    • Posted on:  04 Jan 19

  3. Operational Due Diligence Officer

    • Competitive
    • New York, NY, USA
    • Permanent, Full time
    • UBS
    • Updated on:  21 Jan 19

  4. Regulatory Compliance Officer- Associate - Corporate

    • Competitive
    • Jersey City, NJ, USA
    • Permanent, Full time
    • Jefferies
    • Updated on:  21 Jan 19

  5. Investment Operations Analyst

    • Competitive
    • New York, NY, USA
    • Permanent, Full time
    • Compliance Solutions Strategies
    • Updated on:  17 Jan 19

  6. Corporate Compliance - Senior Specialist

    • Strong comp to include base,bonus, beneftis, etc.
    • Boston, MA, USA
    • Permanent, Full time
    • MFS Investment Management
    • Updated on:  20 Jan 19

  7. Senior Regulatory Specialist

    • Competitive
    • New York, NY, USA
    • Permanent, Full time
    • UBS
    • Updated on:  21 Jan 19

  8. Senior Compliance Associate - Guideline Monitoring

    • Base salary, bonus and excellent benefits
    • New York, NY, USA
    • Permanent, Full time
    • The Forum Group
    • Updated on:  18 Jan 19

  9. Senior Compliance Associate - Guideline Monitoring

    • Base salary, bonus and excellent benefits
    • New York, NY, USA
    • Permanent, Full time
    • The Forum Group
    • Updated on:  17 Jan 19

  10. Senior Specialist, Market Risk (Investment Risk Analyst)

    • Competitive
    • Boston, MA, USA
    • Permanent, Full time
    • BNY Mellon Investment Management
    • Updated on:  21 Jan 19

  11. Global Risk and Analysis Senior Associate

    • Competitive
    • New York, NY, USA
    • Permanent, Full time
    • Morgan Stanley USA
    • Updated on:  21 Jan 19

  12. Senior Model Risk Analyst - AML

    • 70K-100K
    • Tampa, FL, USA
    • Permanent, Full time
    • JCW Search
    • Posted on:  12 Oct 18

  13. Lead Systems Analyst - Compliance

    • DOE
    • Boston, MA, USA
    • Permanent, Full time
    • The Resource Collaborative
    • Posted on:  14 Jan 19

  14. Sr. Investment Compliance Analyst

    • Commensurate with experience
    • Los Angeles, CA, USA
    • Permanent, Full time
    • TCW
    • Updated on:  03 Jan 19

  15. Lead Systems Analyst - Investment Compliance

    • DOE
    • Boston, MA, USA
    • Permanent, Full time
    • The Resource Collaborative
    • Posted on:  10 Dec 18

  16. Senior Financial Advisor

    • DOE
    • New York, NY, USA
    • Permanent, Full time
    • Altfest
    • Updated on:  04 Jan 19

  17. Lead Analyst,Fund/Client Accounting - Regulatory Reporting

    • Competitive
    • New York, NY, USA
    • Permanent, Full time
    • BNY Mellon
    • Updated on:  21 Jan 19

  18. Lead Manager, Client Onboarding/Transactions/Conversions/KYC

    • Competitive
    • New York, NY, USA
    • Permanent, Full time
    • BNY Mellon
    • Updated on:  21 Jan 19

  19. Investment Management US Equity & Multi Asset Surveillance - Senior Associate

    • Competitive
    • New York, NY, USA
    • Permanent, Full time
    • Morgan Stanley USA
    • Updated on:  21 Jan 19

  20. Commercial Mortgage Origination Officer

    • Competitive
    • San Francisco, CA, USA
    • Permanent, Full time
    • New York Life Insurance Company
    • Updated on:  22 Jan 19

  21. Fund Accounting Officer

    • Competitive
    • Los Angeles, CA, USA
    • Permanent, Full time
    • TCW
    • Posted on:  04 Jan 19

  22. Compliance Associate

    • Negotiable
    • San Francisco, CA, USA
    • Permanent, Full time
    • Selby Jennings Buyside
    • Posted on:  17 Jan 19

  23. Marketing Compliance Associate

    • 100-120k plus Bonus
    • New York, NY, USA
    • Permanent, Full time
    • Robert Half - US
    • Updated on:  17 Jan 19

  24. Legal and Compliance Attorney - Jefferies Finance

    • Competitive
    • New York, NY, USA
    • Permanent, Full time
    • Jefferies
    • Updated on:  21 Jan 19

Asset Management, Senior Compliance Officer: currently 1959 jobs.The latest job was posted on 22 Jan 19.