Fund Operations - Director of Intermediary Services

  • DOE
  • New York, NY, USA
  • Permanent, Full time
  • Robert Half - US
  • 18 Aug 17

The Financial Services Group at Robert Half in NYC is working with a $100 Billion Asset Manager in NYC seeking an Intermediary Services Oversight Professional – Director Level.

The Financial Services Group at Robert Half in NYC is working with a $100 Billion Asset Manager in NYC seeking an Intermediary Services Oversight Professional – Director Level. 

  • Oversight of the Clients Transfer Agent and intermediaries that sell their Funds. 
  • Review and implement new intermediary agreements, reconciles invoices, perform vendor due diligence and engages the Funds’ selling partners; Develop and maintain processes and procedures.
  • Collaborate with  sales/national accounts, marketing, accounting, portfolio management and legal/compliance. 
  • Risk management program, invoice and agreement reviews, administration of a due diligence and certification program.  
  • Manage due diligence reviews with intermediary partners - assessments of third parties through phone interviews and onsite visits.
  • Understanding of fund compliance policies, regulatory changes.
  • Degree qualified with 7-10 years of experience in the fund industry.
  • Series 6 and 63 or 66.