Equities Client Service Associate

  • Competitive
  • New York, NY, USA
  • Permanent, Full time
  • Trevose Partners Limited
  • 24 Jul 17

Our client is a Global Investment Bank with a significant presence around the world, delivering quality solutions to clients across a largely diverse institutional client base to include Pension Funds, Insurance Companies and Alternative Funds houses. They are in need of an Associate to join their Equity Swaps Business as a Client Service representative, to provide high-end client service to their swap counterparties.

Key responsibilities;

  • To be the first point of contact for Clients for all operational issues regarding: valuations, settlements, documentation, collateral, audit and account opening.
  • Liaise with Front Office trading and Sales on Equity Swap trade booking and resolve any issues that may occur during this process.
  • Work closely with the DTCC /MarkitWire Affirmations team and ensure clients are adhering to Fed Guidelines
  • Oversee Swap Trade booking ensuring trade details are accurate, and allocated properly
  • Work closely with Sales, Business Management to ensure clients and the firm are compliant with Regulatory Rules including, but not limited to, CFTC, EMIR and FCA

 

Ideal Candidate:

  • Strong experience working with Equity Swaps or Prime Brokerage
  • Strong understand of full trade life cycle for equity swaps
  • Understanding of regulatory requirements
  • Strong client service ability, including excellent communication skills.
  • Degree in Finance or Business is preferred.