Portfolio Guidelines Analysis Analyst

  • Competitive
  • Los Angeles, CA, USA
  • Permanent, Full time
  • Capital Group
  • 19 Jan 17

Portfolio Guidelines Analysis Analyst

Req ID: 7281
Experience Level: Professional
Other Location(s): Los Angeles (CA)
Relocation offered: Yes
Travel required: None

Come grow with us

At Capital Group, how we work is defined by shared values that include absolute integrity, respect and collaboration. But it's more than that. It's smart and highly driven people united in purpose to serve our investors and one another.

Bring your energy and unique perspective to Capital and you'll have the opportunity to grow with us professionally, personally, and financially. You'll be part of a team that genuinely cares about helping you succeed. You'll work alongside talented colleagues, many of whom build long careers while progressing through multiple roles, establishing lifelong friendships and making a difference in our communities. In return for your contributions, you'll receive premier compensation and benefits, and a company-funded retirement plan that ranks among the most generous.

The Global Investment Control department directly supports Capital Group's investment professionals, implements investment decisions and facilitates the investment process. Operating from locations in North America, Europe, and Asia, core functions include order management, portfolio construction and compliance, trade support, corporate action communication and coordination, and proxy services, among others. These services support the management of equity and fixed income portfolios for retail, institutional and private clients.

Based in Los Angeles, the Analyst will play a critical role on the Portfolio Guideline Analysis team by providing outstanding service to the Investment Group and Legal, ensuring compliance and regulatory requirements are met. As an expert in guideline and regulatory interpretation and implementation, the Analyst will also provide guidance and support across Global Investment Control when working on complex transactions for our funds and client accounts.

Responsibilities:

  • Review and set up account guidelines by partnering with Legal and Marketing to draft, review, negotiate, and interpret the rules, guidelines, and regulations for client accounts.
  • Code rules into compliance system to ensure our funds and client accounts remain in compliance.
  • Collaborate across Global Investment Control, the Investment Group, and Legal on the appropriateness of security offerings and complex transactions for our funds and client accounts.
  • Work on fund-related tasks and initiatives, including prospectus changes and new fund launches.

Qualification:
  • 3+ years of experience in compliance, investment operations, legal, or financial services industry preferred.
  • Undergraduate degree and knowledge of/interest in investment management industry required.
  • Technologically proficient with intermediate Microsoft Excel skills preferred.
  • Highly analytical with the ability to think broadly to assess multiple aspects and impacts of an issue.

Company Overview:
Founded in 1931, Capital Group is one of the world's largest and most trusted investment management companies and home to the American Funds. We manage more than US$1.39 trillion in assets, and our 7,500 associates make our clients their first priority every day. When we do our job right, millions of investors around the world fulfill their dreams and financial goals, from home ownership and higher education, to a comfortable retirement. Our long-term investment results and outstanding service set us apart from our competitors, while our workplace sets us apart from other employers.