Compliance, Investment Management (12 month Fixed Term)

Global investment manager with >$1 trillion AUM seeks bilingual compliance professional



The Firm:
A global firm at the forefront of investment management with over $1 trillion of AUM.

The Role:
Through expanding their Distribution & Financial Promotions team, they seek an experienced professional to join them on a one year fixed-term contract. Directly reporting into the Head of Distribution & Financial Promotions EMEA, you will be reviewing, approving and providing advice and oversight of compliance matters relating to its distribution activities. This one year contract will enable you to gain valuable exposure of such regulations relating to the EMEA market by applying them to retail and professional clients and acting as an integral source of advice to the firm and their marketing activities.

Candidate qualifications required:

  • In addition to English, must be fluent in Spanish and/or French
  • Experience within Asset Management is a must
  • Prior experience in a Compliance, Audit or Controls environment
  • Working knowledge of financial promotions and marketing rules in multiple jurisdictions advantageous

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