Internal Controls & Compliance (Financial Advisory)

  • $100,000
  • Singapore
  • Permanent, Full time
  • Pure Search International Singapore Pte Ltd , EA Licence No: 12S5954
  • 14 Sep 17

Seeking for a Senior Manager in their compliance team to be groom into a Deputy Head of compliance and operations in the near future. Someone who has the aspiration to assume a bigger role in the next few years

Responsibilities:

  • Ensure compliance with regulations, industry and company guidelines
  • Keep abreast of industry changes, trends, and best practices and assess the potential impact of these changes on company’s processes
  • Advise Management in all areas of compliance
  • Direct the development or implementation of compliance-related policies and procedures, and ensure that they are effectively communicated
  • Assess product, compliance, operational or other related risks, and develop risk management strategies
  • Design and implement improvements in communication, monitoring, and enforcement of compliance standards, controls and preventive actions
  • Assist the HOD in Audits/reviews, Compliance training, AML/CFT - related monitoring and reviews
  • Complaints Handling and Investigation

Requirements:

  • Candidate must possess at least a Degree qualification
  • 8 years of relevant working experience in financial advisory - Compliance, auditl, operational risk or controls background
  • Good knowledge and understanding of corporate governance, regulatory compliance and familiar with organizational best practices
  • Good knowledge of the MAS and FAA rules and regulations

(UEN: 201209597C | EA No: 12S5954 | MOM No: R1105334)