Compliance Officer – Asset Management

  • Attractive
  • Singapore
  • Permanent, Full time
  • ALS Recruit , EA Licence No: 16S8075
  • 22 Sep 16

Our client is an international asset management firm who offers global investment management expertise through global/international equity funds. They are currently hiring a Compliance Officer for their Singapore Office.

You will assist in the review of existing compliance monitoring program & regulations; implement compliance programs and conduct regular reviews of business activities for adherence to regulatory requirements, internal policies and procedures. This would include reviewing institutional accounts and retail funds activities, sales and trading practices, investment activities, advertisements and marketing materials.

He/ She will work with various business units and/or functions to identify, develop and implement compliance technology and automated processes that support the Company in meeting regulatory and legal requirements. In addition, He/She will also develop regular internal compliance training and plays a critical role in overseeing the implementation of training programs.

To be considered for this critical role, you will need to demonstrate:

  • Ideal candidate must have good degree in relevant discipline
  • At least 2-3 years solid experience in compliance
  • Good understanding and working knowledge of Singapore legislations
  • Confident and strong communicator who often displays initiative at work

To apply, please email your resume to l.chew@alsrecruit.com.