Compliance Manager, Top Tier Brokerage Firm, 60-70k per month.

  • 60-70k per month
  • Hong Kong
  • Permanent, Full time
  • Pure Search Hong Kong , EA Licence No: 12S5954
  • 22 Aug 17

Our client is a Global Financial Institution, with a rich history and strong presences in Asia Pacific Region including HK, China, Japan, Singapore and Australia. They are committed to a rapid growth in Asia and are keen to expand their compliance team.

A top tier brokerage firm with strong presence in HK and Asia Pacific Region. This person will be part of their Regulatory Compliance Team, responsible for providing regulatory compliance duties for Greater China region.

The Company

Our client is one of the leading brokerage firms in Hong Kong and Asia Pacific, with strong compliance culture in placed, provide excellent work-life balance and career prospect.  They are currently looking for an experienced, knowledgeable and driven compliance professional to become part of their Regional Compliance Team.

The Role

As a part of the Regional Compliance team, you will be reporting to Regional Head of Compliance, handling all rounded compliance duties for their Greater China business, responsible for risk based compliance review, development of compliance program, guidelines and procedures.  You will be heavily involved in new products launching procedure, providing day-to-day compliance advice to different business lines. You will also be responsible for regular compliance reporting, and be a main point of contact to local and regional regulators.

Your Profile

The successful candidate will be a degree holder in Law or Accounting, with a professional qualification, with at least 5-8 years of experience working within the securitie and brokerage industry, with sound knowledge in SFC regulations, you will possess excellent presentation and communication skills (Fluent English is a MUST) and an ability to deal with all levels of an organization.