Assistant Vice President - Listing (Primary Market Information)

  • Not Specified
  • Hong Kong
  • Permanent, Full time
  • Hong Kong Exchanges and Clearing Limited
  • 16 Aug 17

HKEX's Listing Department conducts the day-to-day administration of the Listing Rules as part of the Stock Exchange of Hong Kong's role as the front-line regulator of listed companies in Hong Kong.  Primary Market Information of the Listing Department is responsible for managing and enhancing the

HKEX's Listing Department conducts the day-to-day administration of the Listing Rules as part of the Stock Exchange of Hong Kong's role as the front-line regulator of listed companies in Hong Kong.  Primary Market Information of the Listing Department is responsible for managing and enhancing the operations of Electronic Disclosures for issuer disclosure filings.  It also administers trading arrangements stemming from issuers’ corporate actions.  In addition, it is responsible for handling the operations of Disclosure of Interests filings as required by the SFC.  The successful candidate is expected to:


           


Job Responsibilities:


  • Supervise a team to carry out daily operations regarding electronic disclosure of issuer information and trading arrangements stemming from issuers' corporate actions

  • Identify, analyse and define business requirements arising from system enhancements, and liaise with other stakeholders and work with IT and/or vendor on functional specifications and user acceptance test

  • Prepare research and analysis for project and policy initiatives

  • Support management in other ad hoc projects/assignments

          


Requirements:


  • University degree, preferably in Finance / Economics / Business Administration or related disciplines

  • At least 6 years' relevant experience, of which at least 2 years at management level, preferably in well-established financial organisations

  • Strong knowledge of the financial services industry and securities market operations

  • Knowledge of the Listing Rules and other local regulatory requirements an advantage

  • Analytical with good managerial, problem-solving and presentation skills

  • Conversant with Excel and PowerPoint.  Knowledge of programming an advantage

  • Good command of written and spoken English and Chinese.  Proficiency in Putonghua is essential

  • Candidates with less experience will be considered for the role of Associate

  


   


Applicants who do not hear from us within 6 weeks may consider their applications unsuccessful.  Personal data provided will only be used for the purpose of employment application to HKEX.