AVP, Compliance - AML

  • Competitive
  • Hong Kong
  • Permanent, Full time
  • ICBC International Holdings Limited
  • 19 Sep 17

We are currently looking for an AVP level Compliance professional to assist the KYC/AML team to handle all AML and CTF matters within the group.

Key Responsibilites:

  • Hands-on review and perform due diligence checking on all new account opening
  • Work with front office to resolve KYC related issues
  • Conduct various on-going monitoring tasks including transaction monitoring, KYC sample check, periodic reviews
  • Provide training to all staff on AML/CTF matters
  • Establish and maintain KYC/AML related policies
  • Maintain screening database
  • Perform investigation on AML/CTF related issues
  • Provide compliance advice on AML/CTF matters
  • Management Reporting include drafting various AML statistics reports to senior management and head office
  • Perform compliance projects as assigned from time to time

Qualifications / Technical Skills:

  • Degree in business related discipline
  • Minimum 7 years of experience in KYC/AML
  • Hands on experience in conducting KYC review for institutional and retail clients in investment banks
  • Experiences in conducting transactions monitoring and KYC Quality Check
  • Previous experiences working in client on-boarding will be a plus
  • Familiar with KYC due diligence check
  • Proficiency in written and spoken Mandarin, English and Cantonese
  • Excellent knowledge and interpretation of relevant rules and regulations of the SFC
  • Strong report drafting skills in particular simplified Chinese
  • Good interpersonal and communication skills
  • Strong analytical skills